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#24-005030-0004
Supplemental Questionnaire

Last Name
First Name

 

***Please note that your answers on the supplemental questionnaire must correspond to the information provided on your application to receive credit. Applications that do not include a completed supplemental questionnaire will be considered incomplete and may be subject to disapproval.***


1.

Do you have experience with Investment compliance monitoring, external manager due diligence, personal trading monitoring, code of ethics, conflicts of interest, or regulatory reporting? If so, please explain. If no experience in this area, please put N/A.

2.

Do you have experience with ESG and DEI integration? If so, please explain. If no experience in this area, please put N/A.

3.

Do you have experience with Key ESG issues, regulatory and standards setting organizations, measurement tools, ESG data applications and rating systems? If so, please explain. If no experience in this area, please put N/A.

4.

Do you have knowledge of corporate governance and stewardship best practices? If so, please explain. If no experience in this area, please put N/A.

5.

Do you have experience with Microsoft Office, Adobe PDF, and Bloomberg?  If so, please explain.  If no experience in this area, please put N/A.


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